Coffee Break Compliance Broadcast Series | Episode Five: Monitoring the Effectiveness of Financial Controls

Dechert invites compliance professionals and in-house counsel to join us for a short break, over a coffee or lunch, to consider the emerging trends in compliance in the post-COVID era.
As businesses globally are grappling with the complexities of a changing work environment and varying country safety requirements, our lawyers from around the world reflect on how these issues require companies to renew focus on compliance. This series will provide insight on several issues, including how to instill corporate values, ensure maximum engagement from remote training, revisit risk assessments and due diligence processes, monitor financial controls and leverage technology. Each broadcast runs approximately 10 minutes.

Episode Five: Monitoring the Effectiveness of Financial Controls

The fifth episode will consider various measures – such as working with your finance department – to ensure that internal controls remain effective, as well as the benefit of implementing heightened levels of oversight for financial transactions.